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Resume Example

Compliance Analyst Resume Example

Emphasize regulatory monitoring, policy testing, and audit readiness. This sample focuses on accuracy.

Classic Professional

Traditional single-column ATS-optimized layout. Best for conservative industries.

Recommended template: Classic Professional

Keywords

AML and KYC monitoringRegulatory researchRisk assessmentPolicy testingCompliance reportingGRC tools

Sample bullets

  • Reviewed 500+ alerts per month with 95% SLA compliance.
  • Updated policies that reduced audit findings by 25%.
  • Automated reporting workflows, cutting prep time by 40%.

Soft skills

  • Attention to detail
  • Documentation discipline
  • Risk awareness
  • Communication

Certifications

  • CAMS
  • CRCM
  • CFE

Why this works

  • Shows strong compliance execution and documentation.
  • Highlights audit and regulator readiness.
  • Demonstrates process improvements that save time.

Step-by-Step Guide

How to Write a Compliance Analyst Resume

1

Lead with regulatory expertise

Feature specific regulations monitored including SOX, GDPR, HIPAA, AML, or industry-specific requirements. Show depth of knowledge in your compliance areas and staying current with regulatory changes.

2

Showcase monitoring and testing

Include compliance testing programs, monitoring activities, and control assessments performed. Quantify testing coverage and findings. Show systematic approach to compliance monitoring.

3

Demonstrate risk assessment capabilities

Feature risk identification, assessment methodologies, and remediation tracking. Include experience with compliance risk frameworks and prioritization. Show ability to evaluate and communicate risks.

4

Feature reporting and communication

Include experience preparing compliance reports for leadership, regulators, and audit committees. Show ability to communicate complex compliance matters clearly to various audiences.

5

Include tools and automation

List GRC platforms, compliance software, and data analytics tools used. Show ability to leverage technology for compliance monitoring and reporting.

Summary Examples

Good vs. Bad Resume Summaries

✓ Good

Compliance Analyst conducting 50+ control tests quarterly across SOX, data privacy, and operational compliance. Identified 25 control gaps leading to remediation before audit. Reduced testing time 30% through automation using ServiceNow GRC.

Quantifies testing volume, findings, and efficiency improvements.

✓ Good

AML Compliance Analyst reviewing 200+ alerts monthly and conducting enhanced due diligence investigations. Zero regulatory findings in 3 years of examinations. Developed transaction monitoring rules reducing false positives 45%.

Shows volume, regulatory success, and process improvement.

✗ Bad

Compliance analyst with experience in regulatory compliance and risk assessment. Detail-oriented with strong analytical skills.

No specific regulations, testing volume, or achievements mentioned.

✗ Bad

Experienced in ensuring compliance with company policies and regulations. Good at identifying issues.

Too vague about compliance areas and quantified results.

Action Verbs

Power Words for Compliance Analyst Resumes

MonitoredTestedAssessedReviewedAnalyzedIdentifiedReportedInvestigatedDocumentedRemediatedTrackedEvaluatedImplementedVerifiedDevelopedAdvisedTrainedAutomatedStreamlinedEscalated

Common Mistakes

What to Avoid

  • Not specifying regulatory frameworks and expertise
  • Missing testing and monitoring volumes
  • Omitting findings and remediation outcomes
  • Being vague about risk assessment methodologies
  • Not showing GRC tools and automation skills
  • Failing to demonstrate regulatory examination results

Salary ranges

LevelUSEUCanada
EntryUSD 60,000-85,000EUR 41,000-59,000CAD 70,000-98,000
MidUSD 80,000-110,000EUR 55,000-76,000CAD 92,000-127,000
SeniorUSD 110,000-140,000EUR 76,000-96,000CAD 127,000-162,000

Market themes

  • Financial services and healthcare pay premiums

US hot markets

  • New York
  • Washington DC
  • Charlotte
  • Chicago

EU hot markets

  • London
  • Frankfurt
  • Amsterdam

Canada hot markets

  • Toronto
  • Vancouver

FAQ

Common questions about this role

What should compliance analysts emphasize?

Regulatory accuracy, documentation, and audit readiness.

Which metrics help most?

Alert SLA compliance, audit findings, and reporting efficiency.

Related Roles

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